Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (19 Feb 2024 to 1 Aug 2024)
- [FCA CF] Client dealing (1 Oct 2020 to 1 Aug 2024)
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- [FCA CF] Client dealing (9 Feb 2017 to 30 Sep 2020)
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- CF30 Customer (7 Jul 2015 to 12 Jan 2017)
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- CF30 Customer (2 Nov 2011 to 29 May 2015)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.