Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 14 Sep 2021)
- Appointed representative dealing with clients for which they require qualification (since 11 Jan 2021)
- CF1 Director (AR) (since 26 Aug 2020)
- [FCA CF] Client dealing (11 Jan 2021 to 12 Jan 2021)
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Spa Financial Planning Ltd
FRN 930923
- (1)Employed By (since 26 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.