Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (1 Mar 2017 to 29 Mar 2018)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (2 Jun 2014 to 13 Feb 2017)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 May 2008 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.