Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Apr 2025)
    • CF30 Customer (since 20 Feb 2025)
    • (1)Employed By (since 20 Feb 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Apr 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (26 Jun 2020 to 30 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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