Stewart Adam Warden

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 9 Oct 2023)
    • CF30 Customer (since 9 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2023)
    • [FCA CF] Client dealing (since 20 Jun 2023)
  • Armstrongs Wealth Planning Ltd

    FRN 825146

    • (5)Employed By (since 9 Oct 2023)
    • (3)Employed By (7 Dec 2018 to 16 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2023)
    • CF1 Director (AR) (9 Nov 2016 to 16 Jun 2023)
    • CF30 Customer (9 Nov 2016 to 16 Jun 2023)
  • Clay Wealth Management Limited (no longer approved here)

    FRN 763537

    • Employed By (9 Nov 2016 to 11 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Armstrongs Wealth Planning Ltd

  2. controlled function added: (3)Employed By at Armstrongs Wealth Planning Ltd

  3. controlled function added: (5)Employed By at Armstrongs Wealth Planning Ltd