Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (8 Oct 2019 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (11 Mar 2016 to 29 Sep 2019)
    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Nov 2015 to 30 Dec 2015)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (14)Employed By (3 Nov 2015 to 30 Dec 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (18 Oct 2010 to 28 Feb 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 7 Jul 2008)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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