Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 10 May 2016)
- CF30 Customer (19 Jul 2010 to 8 May 2012)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2010)
- CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jan 2006 to 14 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.