Steven Wragg

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Glenrose Investment Ltd

    FRN 647497

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Glenrose Investment Ltd (no longer approved here)

    FRN 150740

    • (4)Employed By (29 Oct 2012 to 31 Dec 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Jul 2009 to 12 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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