Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2011 to 8 Dec 2019)
  • Denton Woodhouse Limited (no longer approved here)

    FRN 201800

    • (13)Employed By (20 Aug 2002 to 18 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Employed By at Denton Woodhouse Limited