Steven Ward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2021)
    • CF3 Chief Executive (25 Jul 2016 to 8 Dec 2019)
    • CF1 Director (25 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (5 Oct 2018 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (5 Oct 2018 to 9 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (8 Mar 2013 to 1 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.