Steven Walwyn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (6 Jan 2022 to 23 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (12 Nov 2012 to 31 Dec 2020)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (22 Oct 2013 to 31 Dec 2020)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (17 Oct 2013 to 1 Feb 2021)
Workplace Advice Financial Planning Ltd (no longer approved here)
FRN 607958
- Employed By (17 Oct 2013 to 4 Aug 2016)
Workplace Advice Wealth Management Ltd (no longer approved here)
FRN 608269
- Employed By (17 Oct 2013 to 1 Feb 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.