Steven Walther

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Oct 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [FCA CF] Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Jan 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [FCA CF] Material risk taker (12 Jul 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Sep 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.