Steven Walter Thomson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (31 Aug 2010 to 8 Dec 2019)
  • Irwin Associates Ltd (no longer approved here)

    FRN 228963

    • (5)Employed By (15 Sep 2009 to 30 Dec 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (3 Apr 2002 to 1 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Apr 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (3 Apr 2002 to 1 Nov 2003)
  • Isotone Ltd (no longer approved here)

    FRN 136108

    • Employed By (1 Dec 2001 to 16 Sep 2002)
  • George Thomson (no longer approved here)

    FRN 209118

    • (6)Employed By (1 Dec 2001 to 11 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.