Steven Vivian Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 8 Aug 2022)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (15 Jan 2021 to 14 Jan 2022)
    • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF26 Customer Trading (13 Feb 2007 to 27 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.