Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Jan 2021)
- CF30 Customer (28 May 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (26 Jun 2002 to 30 Nov 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jun 2002)
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- (9)Employed By (12 Sep 2001 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.