Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HIGHCLERE FINANCIAL SERVICES LIMITED
FRN 727212
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Aug 2016 to 8 Dec 2019)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (28 Aug 2012 to 5 Jun 2015)
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- Employed By (28 Aug 2012 to 5 Jun 2015)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
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- (13)Employed By (1 Dec 2001 to 10 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (13)Employed By at The Mortgage Centre (Home Counties) Limited