Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Aug 2012 to 5 Jun 2015)
  • Omni Financial Ltd (no longer approved here)

    FRN 507065

    • Employed By (28 Aug 2012 to 5 Jun 2015)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Dec 2019)
  • The Mortgage Centre (Home Counties) Limited (no longer approved here)

    FRN 193363

    • (13)Employed By (1 Dec 2001 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (13)Employed By at The Mortgage Centre (Home Counties) Limited