Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Securities
FRN 124255
- [FCA CF] Material risk taker (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 8 Dec 2023)
- [FCA CF] Client dealing (since 26 Oct 2023)
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Evelyn Partners Investment Services Limited
FRN 131816
- [FCA CF] Material risk taker (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 8 Dec 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (20 Aug 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 8 Dec 2023)
- [FCA CF] Client dealing (since 11 May 2021)
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Evelyn Partners Investment Management LLP
FRN 580531
- [FCA CF] Material risk taker (since 1 Oct 2024)
- [FCA CF] Manager of certification employee (since 19 Jan 2024)
- CF30 Customer (7 May 2013 to 30 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.