Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (5 Feb 2020 to 3 Jun 2025)
    • [FCA CF] Client dealing (5 Feb 2020 to 3 Jun 2025)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (3 Dec 2018 to 2 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.