Steven Ronald Davies

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANKLIN DAVIES (IFA) LIMITED

    FRN 466832

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (28 Aug 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Curo Advisers Limited (no longer approved here)

    FRN 194925

    • CF21 Investment Adviser (31 Oct 2005 to 6 Sep 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 31 Oct 2005)
  • Curo IFA Limited (no longer approved here)

    FRN 231585

    • Employed By (12 Jan 2005 to 6 Sep 2007)
  • The Matthews Partnership Ltd (no longer approved here)

    FRN 225162

    • Employed By (1 Jul 2003 to 16 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.