Steven Robert Seman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited

    FRN 478424

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2025)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Mar 2015 to 8 Dec 2019)
    • CF1 Director (14 Mar 2011 to 26 Nov 2019)
    • CF30 Customer (31 Mar 2010 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 28 Oct 2009)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Oct 2007 to 24 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF26 Customer Trading (30 Jun 2003 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.