Steven Rajiv Kumar Jerath

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)
  • Steven Jerath

    FRN 470792

    • (1)Employed By (since 27 Jul 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (18 Oct 2005 to 9 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Nov 2004 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (23 Feb 2004 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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