Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2023)
    • [PRA CF] Managing a material risk taker (since 18 Sep 2023)
    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF18 Other Overall Responsibility (18 Mar 2021 to 5 May 2023)
    • [FCA CF] Manager of certification employee (25 Apr 2019 to 4 Jan 2023)
    • [FCA CF] Material risk taker (15 Apr 2019 to 20 Dec 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF18 Other Overall Responsibility (18 Mar 2021 to 5 May 2023)
    • [FCA CF] Manager of certification employee (25 Apr 2019 to 20 Dec 2022)
    • [FCA CF] Material risk taker (15 Apr 2019 to 4 Jan 2023)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • SMF4 Chief Risk (4 May 2016 to 18 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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