Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 18 Sep 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2023)
- [PRA CF] Managing a material risk taker (since 18 Sep 2023)
- [FCA CF] Manager of certification employee (since 18 Sep 2023)
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- SMF18 Other Overall Responsibility (18 Mar 2021 to 5 May 2023)
- [FCA CF] Manager of certification employee (25 Apr 2019 to 4 Jan 2023)
- [FCA CF] Material risk taker (15 Apr 2019 to 20 Dec 2022)
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- SMF18 Other Overall Responsibility (18 Mar 2021 to 5 May 2023)
- [FCA CF] Manager of certification employee (25 Apr 2019 to 20 Dec 2022)
- [FCA CF] Material risk taker (15 Apr 2019 to 4 Jan 2023)
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- SMF4 Chief Risk (4 May 2016 to 18 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.