Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 12 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (29 Nov 2021 to 31 Jul 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2022 to 3 May 2023)
  • TRANSPARENT FINANCIAL ASSOCIATES LIMITED (no longer approved here)

    FRN 925926

    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 1 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.