Steven Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Jun 2014)
    • CF30 Customer (since 16 Jun 2014)
  • SP VISION WEALTH LIMITED

    FRN 622605

    • (1)Employed By (since 16 Jun 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 27 Apr 2014)
    • CF21 Investment Adviser (12 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 May 2004 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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