Steven Petts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Feb 2026)
    • CF1 Director (AR) (since 6 Feb 2026)
    • CF30 Customer (since 6 Feb 2026)
  • Livian Wealth Limited

    FRN 1051127

    • (1)Employed By (since 6 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (15 May 2024 to 29 Aug 2025)
    • CF30 Customer (2 May 2024 to 29 Aug 2025)
  • Steven Petts (no longer approved here)

    FRN 1011789

    • (1)Employed By (2 May 2024 to 29 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.