Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 May 2017)
    • Employed By (since 9 May 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Jul 2014 to 6 Mar 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (4 Feb 2011 to 22 Apr 2014)
    • CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 May 2006 to 2 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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