Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 May 2017)
-
Cranwell Wealth Solutions Limited
FRN 605687
- Employed By (since 9 May 2017)
-
- CF30 Customer (2 Jul 2014 to 6 Mar 2016)
-
- CF30 Customer (4 Feb 2011 to 22 Apr 2014)
- CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 May 2006 to 2 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.