Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (2 Feb 2021 to 22 Aug 2025)
- [FCA CF] Client dealing (2 Feb 2021 to 22 Aug 2025)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2021)
- CF30 Customer (7 Feb 2012 to 12 May 2021)
-
- Employed By (7 Mar 2013 to 12 May 2021)
-
- CF22 Investment Adviser (Trainee) (9 May 2003 to 4 Jan 2004)
- CF7 Sole Trader (AR) (7 Mar 2003 to 31 Oct 2004)
-
- CF22 Investment Adviser (Trainee) (9 May 2003 to 4 Jan 2004)
- CF7 Sole Trader (AR) (7 Mar 2003 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.