Steven Penketh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF1 Director (AR) (since 16 Jan 2025)
    • CF3 Chief Executive (AR) (since 16 Jan 2025)
    • CF30 Customer (since 16 Jan 2025)
    • [FCA CF] Client dealing (since 15 Nov 2024)
    • [FCA CF] Significant management (since 15 Nov 2024)
  • Green Finance Investment Solutions Ltd

    FRN 1023722

    • (5)Employed By (since 16 Jan 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 Jan 2023)
    • SMF24 Chief Operations (2 Jul 2018 to 16 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Clydesdale Financial Services Limited (no longer approved here)

    FRN 311753

    • SMF24 Chief Operations (11 Feb 2020 to 31 Mar 2020)
  • Barclays Security Trustee Limited (no longer approved here)

    FRN 783115

    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2020)
    • CF1 Director (22 Mar 2019 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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