Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management US Limited
FRN 585547
- [FCA CF] Material risk taker (since 1 Feb 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 Dec 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.