Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Aug 2020)
    • CF1 Director (AR) (since 11 Aug 2020)
    • (1)Employed By (since 12 Jun 2019)
    • (7)Employed By (1 Dec 2001 to 31 Dec 2003)
  • Owen and Associates (no longer approved here)

    FRN 146808

    • CF1 Director (AR) (12 Jun 2019 to 27 Aug 2020)
    • CF4 Partner (AR) (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF1 Director (AR) (1 Dec 2001 to 15 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Steve Mears Limited

  2. controlled function added: (7)Employed By at Steve Mears Limited

  3. controlled function added: (1)Employed By at Steve Mears Limited