Steven Novick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GCM Investments UK LLP
FRN 534461
- [FCA CF] Client dealing (since 6 Apr 2026)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (26 Apr 2024 to 16 May 2024)
Blue Earth Capital (UK) Ltd (no longer approved here)
FRN 986997
- Employed By (26 Apr 2024 to 16 May 2024)
Crescent Credit Europe LLP (no longer approved here)
FRN 571716
- CF30 Customer (30 Apr 2012 to 7 Apr 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (22 Dec 2008 to 21 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.