Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 2 Jul 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 5 Jul 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (20 Sep 2019 to 2 Mar 2022)
    • [FCA CF] Manager of certification employee (20 Sep 2019 to 6 Mar 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (22 Aug 2017 to 25 Jul 2019)
    • [FCA CF] Client dealing (24 Nov 2016 to 25 Jul 2019)
    • CF21 Investment Adviser (7 May 2004 to 26 Oct 2004)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (18 Jan 2012 to 29 Apr 2013)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Oct 2010 to 20 Oct 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 28 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.