Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Dec 2025)
    • CF30 Customer (since 20 Dec 2025)
    • (74)Employed By (since 20 Dec 2025)
  • O'Connor and Co (Financial Services) Limited (no longer approved here)

    FRN 542264

    • (8)[FCA CF] Client dealing (24 Apr 2023 to 31 Jul 2025)
    • (9)[FCA CF] Functions requiring qualifications (24 Apr 2023 to 31 Jul 2025)
  • Hearnden & Weston Wealth Management Limited (no longer approved here)

    FRN 595295

    • (3)Employed By (19 Mar 2021 to 8 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Feb 2023)
    • CF1 Director (AR) (31 Dec 2014 to 6 Apr 2021)
    • CF30 Customer (21 Sep 2010 to 8 Feb 2023)
  • The T F Bell Group Ltd (no longer approved here)

    FRN 402195

    • (17)Employed By (13 Oct 2004 to 31 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)[FCA CF] Client dealing at O'Connor and Co (Financial Services) Limited

  2. controlled function added: (9)[FCA CF] Functions requiring qualifications at O'Connor and Co (Financial Services) Limited