Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 22 Dec 2025)
- CF30 Customer (since 20 Dec 2025)
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Quilter Financial Advisers Ltd
FRN 452529
- (74)Employed By (since 20 Dec 2025)
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- (8)[FCA CF] Client dealing (24 Apr 2023 to 31 Jul 2025)
- (9)[FCA CF] Functions requiring qualifications (24 Apr 2023 to 31 Jul 2025)
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- (3)Employed By (19 Mar 2021 to 8 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Feb 2023)
- CF1 Director (AR) (31 Dec 2014 to 6 Apr 2021)
- CF30 Customer (21 Sep 2010 to 8 Feb 2023)
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- (17)Employed By (13 Oct 2004 to 31 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)[FCA CF] Client dealing at O'Connor and Co (Financial Services) Limited
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controlled function added: (9)[FCA CF] Functions requiring qualifications at O'Connor and Co (Financial Services) Limited