Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 28 Feb 2025)
    • Responsibility for MCD Intermediation (since 28 Feb 2025)
    • SMF3 Executive Director (since 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2025)
    • SMF16 Compliance Oversight (since 28 Feb 2025)
    • CF1 Director (AR) (since 27 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 23 Sep 2016)
    • Responsible for Insurance Mediation (4 Jan 2010 to 30 Sep 2018)
    • CF30 Customer (4 Jan 2010 to 14 Dec 2012)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 3 Jan 2013)
    • CF10 Compliance Oversight (4 Jan 2010 to 3 Jan 2013)
    • CF1 Director (22 Jun 2009 to 8 Dec 2019)
    • (2)Employed By (since 27 Jan 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Goddard Perry Employee Benefits Ltd

  2. controlled function added: (2)Employed By at Goddard Perry Employee Benefits Ltd