Steven Mark Roth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rhodon Investment Management Limited

    FRN 912575

    • [FCA CF] Material risk taker (since 8 Jan 2020)
    • [FCA CF] Client dealing (since 8 Jan 2020)
    • SMF3 Executive Director (since 11 Sep 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 13 Nov 2017)
    • CF27 Investment Management (8 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (8 Nov 2005 to 13 Oct 2006)
    • CF21 Investment Adviser (8 Nov 2005 to 13 Oct 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.