Steven Mark Proud

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Proud Financials Limited

    FRN 837620

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 4 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 17 Jun 2019)
    • Responsible for Insurance Distribution (since 17 Jun 2019)
    • CF10 Compliance Oversight (17 Jun 2019 to 8 Dec 2019)
    • CF1 Director (17 Jun 2019 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (1 Dec 2001 to 16 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)
  • Proud Independent Mortgage Services (no longer approved here)

    FRN 191999

    • (2)Employed By (15 Jun 2000 to 16 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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