Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF11 Money Laundering Reporting (6 Mar 2007 to 18 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF11 Money Laundering Reporting (6 Mar 2007 to 18 Apr 2008)
    • CF21 Investment Adviser (31 Jan 2002 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.