Steven Malcolm MacLean

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • [FCA CF] Material risk taker (3 Sep 2020 to 7 Feb 2023)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (7 Jun 2007 to 31 Oct 2007)
  • Melli Bank plc (no longer approved here)

    FRN 207380

    • CF14 Risk Assessment (8 Nov 2002 to 19 Feb 2004)
    • CF19 Significant Mgt (Financial Resources) (8 Nov 2002 to 19 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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