Steven Laurence Behr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Geneva Capital Partners LLP

    FRN 602553

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2014 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (28 Feb 2012 to 17 Dec 2012)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (8 Sep 2010 to 26 Jan 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.