Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investment Services (UK) Limited
FRN 121939
- [FCA CF] Manager of certification employee (since 17 Dec 2024)
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FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 20 Oct 2023)
- [FCA CF] Manager of certification employee (since 20 Oct 2023)
- CF30 Customer (24 May 2011 to 10 Oct 2012)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Manager of certification employee (since 20 Oct 2023)
- [FCA CF] Client dealing (since 20 Oct 2023)
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- [FCA CF] Manager of certification employee (20 Jun 2022 to 20 Oct 2023)
- SMF1 Chief Executive (20 Jan 2020 to 26 Jan 2022)
- CF1 Director (12 Apr 2016 to 8 Dec 2019)
- CF30 Customer (24 May 2011 to 10 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.