Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (31 May 2015 to 8 Dec 2019)
  • The Compliance Guys Ltd (no longer approved here)

    FRN 941360

    • CF1 Director (AR) (23 May 2022 to 3 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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