Steven Kendall

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (3 Dec 2012 to 20 Sep 2019)
Finli (IPWM) Limited (no longer approved here)
FRN 591331
- (1)Employed By (3 Dec 2012 to 20 Sep 2019)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (17 Jun 2004 to 31 Oct 2007)
Brian Patrick Matthews (no longer approved here)
FRN 214826
- Employed By (7 May 2003 to 21 May 2004)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.