Steven Keith Lowe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASL Mortgages and Protection Ltd

    FRN 920495

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 22 Apr 2020)
    • SMF16 Compliance Oversight (since 22 Apr 2020)
    • Responsible for Insurance Distribution (since 22 Apr 2020)
    • Responsibility for MCD Intermediation (since 22 Apr 2020)
  • JDS Financial Solutions (no longer approved here)

    FRN 492836

    • SMF27 Partner (9 Dec 2019 to 28 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Aug 2020)
    • Responsible for Insurance Mediation (19 Jan 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 Jan 2009 to 31 Mar 2009)
    • CF4 Partner (19 Jan 2009 to 8 Dec 2019)
  • Richard James Schofield (no longer approved here)

    FRN 216343

    • (11)Employed By (17 Jul 2002 to 10 Mar 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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