Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 20 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
- CF30 Customer (since 23 Mar 2022)
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Anns and Grange Associates
FRN 1002052
- (1)Employed By (since 20 Sep 2023)
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- Director of firm who is not a certification employee or a SMF manager (26 Oct 2021 to 19 Dec 2024)
- SMF8 Credit Union Senior Manager (7 Mar 2016 to 26 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Aug 2016)
- CF11 Money Laundering Reporting (5 Feb 2014 to 6 Mar 2016)
- CF1 Director (28 Feb 2011 to 6 Mar 2016)
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- CF5 Director of Unincorporated Association (AR) (9 Nov 2017 to 2 Oct 2021)
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- (2)Employed By (9 Nov 2017 to 2 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anns and Grange Associates
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controlled function added: (1)Employed By at Anns and Grange Associates
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controlled function added: (2)Employed By at West Midlands Police Federation