Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 20 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
    • CF30 Customer (since 23 Mar 2022)
    • (1)Employed By (since 20 Sep 2023)
  • Serve and Protect Credit Union Limited (no longer approved here)

    FRN 213306

    • Director of firm who is not a certification employee or a SMF manager (26 Oct 2021 to 19 Dec 2024)
    • SMF8 Credit Union Senior Manager (7 Mar 2016 to 26 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Aug 2016)
    • CF11 Money Laundering Reporting (5 Feb 2014 to 6 Mar 2016)
    • CF1 Director (28 Feb 2011 to 6 Mar 2016)
  • Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)

    FRN 311786

    • CF5 Director of Unincorporated Association (AR) (9 Nov 2017 to 2 Oct 2021)
  • West Midlands Police Federation (no longer approved here)

    FRN 424202

    • (2)Employed By (9 Nov 2017 to 2 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anns and Grange Associates

  2. controlled function added: (1)Employed By at Anns and Grange Associates

  3. controlled function added: (2)Employed By at West Midlands Police Federation