Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DELTA MORTGAGES LIMITED
FRN 921485
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- Responsible for Insurance Distribution (since 28 Jul 2022)
- Responsibility for MCD Intermediation (since 28 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2021)
- SMF16 Compliance Oversight (since 10 Mar 2021)
- SMF3 Executive Director (since 10 Mar 2021)
- [FCA CF] Significant management (since 1 Jul 2020)
- [FCA CF] Benchmark submission and administration (since 1 Jul 2020)
- [FCA CF] CASS oversight function (since 1 Jul 2020)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
- [FCA CF] Manager of certification employee (since 1 Jul 2020)
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.