Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Dec 2019)
- CF30 Customer (21 Feb 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Jan 2011)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (46)Employed By (24 Sep 2004 to 7 Jan 2011)
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- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.