Steven John Turner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rapport Financial Planning Ltd

    FRN 525407

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (4 Jul 2012 to 17 Jul 2015)
    • Responsible for Insurance Mediation (7 Jan 2011 to 30 Sep 2018)
    • CF1 Director (7 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jan 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
  • Rapport Mortgage Services Ltd (no longer approved here)

    FRN 746294

    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2021)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 21 Jan 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Oct 2008 to 22 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.