Steven John Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 May 2012)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 14 Jul 2014)
  • Carter Thompson & Associates Limited

    FRN 191174

    • (2)Employed By (since 8 Dec 1999)
  • C.T.A. Financial Solutions Limited (no longer approved here)

    FRN 411397

    • Employed By (4 May 2012 to 24 Jun 2015)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 2 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Carter Thompson & Associates Limited

  2. controlled function added: (2)Employed By at Carter Thompson & Associates Limited