Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (26 Feb 2010 to 26 May 2011)
- CF11 Money Laundering Reporting (26 Feb 2010 to 26 May 2011)
- CF30 Customer (5 Mar 2009 to 26 Nov 2014)
- CF1 Director (23 Dec 2008 to 13 Feb 2012)
- CF3 Chief Executive (11 Jul 2008 to 16 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.