Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Apr 2016)
    • CF30 Customer (30 Nov 2015 to 31 Dec 2015)
  • Helen Rogers

    FRN 611723

    • (1)Employed By (since 6 Oct 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Feb 2011)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 14 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.